Head, Compliance

Accounting, Auditing & Finance




The Head of Compliance oversees the activities of the Compliance team and guides them to implement UP's Compliance strategy and Compliance Program, highlight any deficiencies, and suggest improvements in current compliance processes, systems, and procedures.

  • Minimum Qualification: Degree
  • Experience Level: Senior level
  • Experience Length: 8 years


  • Contribute to the design and implementation of a Compliance program and Work with regulators and internal management to ensure the compliance program adheres to regulatory and compliance standards.
  • Acting as a business advisor by providing guidance to internal management and business partners regarding the implementation of unified payments compliance programs.
  • Maintain responsibility for all regulatory fillings and the oversight of any relevant regulatory reports, STRs/SARs filings, and any other reports or filings submitted by unified payments to any relevant local regulatory authority
  • Implement compliance standards per regulatory requirements, applicable codes of conduct, and best practices, in order to ensure Unified Payments operates legally, ethically, and responsibly.


  • Develop and implement a compliance risk management plan and maintain an updated risk register.
  • Conducting an enterprise-wide AML/ CFT risk assessment that includes (i) some of the relevant inherent risk components (customer base, products/services, delivery channels, and various locations where unified payments operate.
  • Ensure unified payment is not exposed to undue risks by using risk management systems to achieve specific goals within designated areas of each business.
  • Monitor Key risk indicators, analyze trends, and proactively address emerging risks.
  • Collaborate with relevant departments to ensure controls and mitigation measures are in place.
  • Prepare and present compliance risk reports to Business Leads, senior management, and stakeholders.

Method of Application
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Date Posted

11 Jun, 2024

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